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1.IntroductionOver the past two decades, optical fibers have been employed in biophotonics applications in a variety of novel ways. Fiber-based measurement of fluorescence from functional dyes has yielded important information about biological processes and pathology. For instance, optical fibers have been employed in the detection of subsurface tumors in rat models.1 Recently, a new field of light-activated cancer therapy has emerged,2 in which optical fibers are used to deliver light for treatment of specific tissue regions.3 Fiber optic components have been used to record electrical activity in cardiac tissue employing potential-sensitive dyes.4, 5 Moreover, simultaneous recordings of blood volume, oxygenation, and intracellular calcium levels have been made via optical fibers on the surface of the brain with a single indicator employing reflectance and fluorescence.6 A particular advantage of fiber optic–based systems is that they provide a minimally invasive means of applying these techniques deep in tissue. Fiber optic probes have been used to record electrical activity at single7, 8 and multiple intramural sites in the intact heart. 9, 10, 11, 12 In order to interpret the data collected with optical fiber-based systems or to design appropriate fiber optic probes, information about fiber illumination and fluorescence collection volumes is required. For instance, action potential upstrokes obtained in cardiac tissue using optical mapping techniques are generally much slower than those in corresponding intracellular recordings.12, 13 This is not due to the response of the dyes employed. Optical potentials recorded from very small collection areas in isolated or confluent cell cultures4, 14 have upstroke velocities very similar to those measured intracellularly. It has been argued that the blurring of the upstroke is due to the spread of electrical activation through the region addressed by the imaging system.13, 15, 16 On this basis, the capacity of a fluorescence imaging system to follow the activation upstroke should depend on propagation velocity and effective fluorescence collection volume.13, 15, 16 To date, no systematic study of the collection volumes of a range of fiber probes has been performed, and no one method for the determination of these volumes is widely accepted. Zhu and Yappert have presented a simple model for estimating the effective collection volumes of optical fibers17 in nonabsorbing, nonscattering media. However, an experimental approach to this problem is more appropriate, particularly for biological tissues that exhibit complex absorption and scattering properties.18, 19 Byars characterized the fluorescence collection volume of a diam, multimode (MM) optical fiber in heart tissue,10 but the approach employed had limited spatial resolution, and it is difficult to extrapolate from their findings to optical probes with different geometry. The objective of the work described in this study was to characterize both illumination and fluorescence collection volumes in optical fibers of different diameters in nonscattering and scattering fluids and in tissue. Novel techniques utilizing two-photon (2P) microscopy and 2P flash photolysis have been developed for this purpose. In addition, a simple semiempirical model of fluorescence collection for an optical fiber has been developed as a means of interpreting experimental data and to aid optical probe design. 2.Methods2.1.Definition of Effective Fluorescence Collection VolumeThe effective fluorescence detection volume for an optical fiber that is used to supply excitation light to, and collect fluorescent emission from, a region adjacent to its tip is determined by both its illumination and collection volumes. The illumination intensity distribution adjacent to the tip of a flat-cleaved fiber is assumed to be axisymmetric with respect to a cylindrical polar coordinate system , in which is coincident with the axis of the fiber and the radial coordinate is transverse to it. Following the analysis proposed by Zhu and Yappert,17 the illumination efficiency is therefore represented as , where , and the fluorescence collection efficiency is similarly represented as , where . Provided that illumination intensities are sufficiently low to avoid saturation, the fluorescence signal (dF) collected from a small volume (dV), at location , can be expressed as: where dV, the annular volume, is given by:and and are parameters proportional to the fluorescence quantum yield and absorptivity of the fluorophores, respectively, while describes the concentration of fluorophore. , the total fluorescence signal collected from within a depth , can be determined by integrating dF across that volume. In the following estimate, it is assumed that fluorophore distribution is constant:Hence, the signal depends on the product of illumination and collection fields. The product describes the spatial properties of the fiber as a fluorescence probe and is defined as the effective collection field.The relative fluorescence signal specifies the fraction of total fluorescence collected within a distance from the fiber tip.2.2.Measurement of Fluorescence Collection FieldsCharacterization of fiber response fields was performed by placing a fiber tip into the sample chamber (containing tissue or test solution) of a combined 2P/confocal laser scanning microscope (Zeiss LSM 410, Jena, Germany).20 A mode-locked Titanium:Sapphire laser (Mira 700, Coherent, Santa Clara, California) tuned to provided excitation for 2P excitation of fluorophores or three-dimensionally resolved photorelease of caged fluoroscein. In the former cases, fluorescence emission was collected by the optical fiber under investigation, and measured with a photomultiplier tube (PMT) after passing through a bandpass emission filter (centered at and 50-nm wide, Chroma, Brattleboro, Vermont), see Fig. 1 . The microscope was used in 2P mode to create points of fluorescence emission by focusing the light of the laser through a objective into the sample. Since the fluorochrome concentration within the sample was uniform and the excitation profile resulting from 2P excitation was small compared to the length scale over which the collection field changed (i.e., it approximated a delta function), the fluorescence incident on the PMT was proportional to the value of when the 2P excitation spot was placed at the coordinates [see Eq. 3]. In other words, the collection field was sampled by creating point sources of fluorescence of constant intensity at specified locations. To reconstruct the axisymmetric collection field of a flat-cleaved fiber, it was sufficient to scan only in the plane containing the fiber axis. On the other hand, to characterize the asymmetric collection field of an angle-cleaved optrode,9 it was necessary to collect a stack of such images. The scan time for a single (sampling resolution ) 2P image was typically , and the image signal-to-noise ratio (SNR) was improved by averaging over 16 images. For quantitative analysis, residual background was subtracted using control images recorded in the absence of 2P illumination. 2.2.1.Measurement of collection fields with minimal fluorescence reabsorptionAlthough the preceeding technique yielded data with good spatial resolution, it is possible that fluorescent emission from fluorophores experiences reabsorption by surrounding fluorophore. Therefore, a variation of the technique described earlier was used to determine while minimizing attenuation of the fluorescence signal due to reabsorption by dye in the sample solution. A point source of fluorophore was provided by 2P excited flash photolysis of caged fluoroscein.21 Short bursts (200-ms duration) of light from the laser were focused into a sample containing of caged fluoroscein using a numerical aperture (NA) water immersion objective. The full-width half-maximum (FWHM) of the point spread function (PSF) of photorelease was in the plane and in the -axis direction (coinciding with the axis of the objective).20 The released fluorophore was excited through the same objective using 488-nm light from the argon ion laser in the confocal microscope, which was aligned confocal with the stationary photolysis spot. A more detailed account of these methods is given elsewhere.20 During and after photolysis, the fluorescence received by the fiber was recorded while a line through the photolysis spot was repeatedly scanned with 488-nm light. For quantitative analysis, the line scan image was averaged temporally ( , after termination of the 2P release flash) and spatially (over a -wide region—see also Fig. 2 ) to obtain the collection efficiency at the photolysis spot. Due to diffusion, the full width of the fluorescence distribution at half maximal intensity was at the time of signal analysis (Fig. 2). While it was impractical to sample collection fields fully using 2P flash photolysis, this technique provides a means of characterizing their principal spatial features (see Sec. 3). The collection field adjacent to the fiber tip was characterized by performing 2P flash photolysis measurements at points 10 to apart in the axial direction and at selected transverse distances from the fiber axis. Since the fluorochrome concentration was insignificant at sites other than the photolysis spot, fluorescence reabsorption within the sample was negligible. 2.3.Determination of Illumination FieldsFiber illumination fields were also determined by utilizing 2P excited flash photolysis of caged fluoroscein. The illumination field for excitation of the released fluorophore was provided for the fiber under investigation by coupling the light from the 488-nm line of an argon ion laser (N57-796, Edmund Optics Singapore PTE Ltd.) into the fiber entrance (see Fig. 1). Fluorescence emission from fluoroscein released at the stationary 2P photolysis spot was measured through the microscope objective using one of the PMTs in the confocal microscope. The intensity of the fluorescence signal measured directly after release of the caged fluorophore (see Fig. 2) was thus proportional to the illumination efficiency of the fiber at the location of the photolysis spot. This follows from Eq. 1, since was considered to be a delta function and the collection efficiency of the recording objective was constant. The illumination profile of the fiber was reconstructed from sequential intensity measurements at different sites along the plane containing the fiber axis. 2.4.Optical FibersThe detection volumes of several different optical fiber-types were characterized. The flat-cleaved fibers used were: a single-mode (SM) fiber with core diameter and NA of 0.12 (FS-SN-3224, 3M), multimode (MM) graded index fibers with core diameters of 50 and and NA of 0.22 (AFS50/125Y, AFS105/125Y, Thorlabs, Inc.), and an MM step-index fiber with core diameter and NA of 0.22 (F-MCB-T, Newport Corp.). A more complex optical probe designed for multisite intratissue fluorescence mapping9 was also characterized. This probe consists of angle-cleaved fibers (F-MCB-T, Newport Corp.) enclosed in a glass micropipette. 2.5.Solution and Tissue PreparationThe probes were characterized in both nonscattering and scattering solutions, as well as in stained tissue. Nonscattering solution containing rhodamine was used for most two-dimensional (2-D) confocal scanning studies, because the SNR was optimized at this fluorophore concentration. For flash photolysis studies, of 10,000 MW 4,5-dimethoxy-2-nitrobenzyl (DMNB)-caged fluoroscein in dextran (Molecular Probes Corp.) were used. Scattering solutions were prepared by adding nonfluorescent microspheres at a concentration of to these aqueous solutions, resulting in scattering properties that mimic brain tissue.22 In addition, 2-D confocal scanning studies were carried out for a flat-cleaved AFS105/125Y fiber in nonscattering solution at rhodamine concentrations ranging from 50 to to determine the effects of fluorophore concentration on fluorescence collection fields. The tissue used in this study was taken from the hearts of 20-month-old Wistar Kyoto (WKY) rats. The rats were anaesthetized with halothane, decapitated, and the hearts were rapidly removed. Tissue slices ( thick) were cut from the free wall of the left ventricle (LV), oblique to the epicardial surface, and stained with rhodamine for at . Subsequently, fiber optic probes were inserted manually into the section thickness and 2P excitation studies were carried out. All procedures were approved by the University of Auckland Animal Ethics Committee. 2.6.Flux Distribution Model for Illumination FieldOne of the objectives of this study is to develop a model that can be used to estimate the illumination and effective fluorescence collection volumes in tissue for MM optical fibers of varying diameter and NA. In order to address this problem, we have set up a semiempirical model similar to that presented by Zhu and Yappert.17 The illumination intensity distribution at a given wavelength is represented as: where energy loss is lumped in the axial decay component, and is a source term for which energy conservation applies. Thus, for all we assume that the decay is exponential and is expressed as:where the effective absorption coefficient, , is a wavelength-dependent space constant that reflects the loss of photons due to absorption and scattering of photons from within the measurement region.The illumination source function is the convolution of a simple Gaussian distribution , representing a single-mode illumination field, with a circular function and is expressed as: where indicates that the convolution is performed only over the radial coordinate. The Gaussian functionhas a standard deviation that varies with such that most of the light is contained within a cone defined by the NA of the fiber. Note that the boundaries set by the NA have a threshold level of 5% of the peak intensity as specified by the fiber manufacturer (see Fig. 3 ). Therefore, the standard deviation is defined as:where is determined from the NA of the fiber and the refractive index of the medium :The function describes the circular area over which the Gaussian function is convolved (in the radial coordinate) to generate the radial distribution of illumination at each axial position, and it incorporates a scale factor that ensures that energy is conserved as specified in Eq. 7. where is the radius of the fiber and .When , is independent of and corresponds to a distribution of essentially independent single modes originating at the face of the MM fiber. Under these circumstances, the predicted axial profile of the illumination intensity is constant in the near-field, when the effective absorption coefficient . This does not match the fall in axial intensity in the near-field observed either in air or in nonscattering fluids (see Sec. 3), due, presumably, to redistribution of light in the radial direction that is not encompassed by the spread of a Gaussian function alone. To more closely match the fall of axial illumination in the near-field, we have allowed, as a first-order approximation, the radius of to vary linearly with . Note that, in our simulations, is relatively small in comparison with . A similar model should also describe the fluorescence collection efficiency at a given emission wavelength. However, because fluorescent emission is distributed across a range of wavelengths, the fluorescent light collected from a point will be affected by wavelength variation in both the intensity of emission and the decay component . To account for this, the collection efficiency should be evaluated as follows: where is a scaling factor, and and are the upper and lower bounds, respectively, of the effective emission spectrum after filtering. It can be shown that this expression reduces to a form very similar to that in Eq. 6:where scaling constant and wavelength dependence are lumped in the weighted axial component .This model has been used to interpret and analyze experimental data and to investigate systematically the effects of fiber diameter and NA on both illumination and effective fluorescence collection volumes. Effective fluorescence collection volumes are estimated as the product of illumination and fluorescence collection fields. The model has also been used to study the extent to which a wave of altered fluorescence emission propagating through the volume addressed by a fiber will be blurred by varying contributions of regions within the collection field. This process is simulated by allowing a plane-wave impulse to propagate at various angles and propagation speeds through the effective collection field defined by the model. At any time, the fluorescence signal, , is equal to the effective collection field [see Eq. 4] along the impulse wavefront and is zero elsewhere. The total fluorescence signal was estimated by integrating across the entire volume as indicated in Eq. 3. This process was repeated sequentially to reconstruct the time-course of the optical signal collected as the plane-wave impulse moves across the volume addressed by the fiber. 3.Results3.1.Comparison of Illumination and Fluorescence Collection ProfilesFlash photolysis was used to characterize illumination and collection fields under identical experimental conditions for a flat-cleaved fiber (F-MCB-T) in nonscattering and scattering media. Illumination and collection profiles mapped out along the fiber axis using 2P flash photolysis are superimposed in Fig. 4a on the axial collection profile measured in nonscattering rhodamine solution using 2P confocal microscopy. Note that these data were obtained with a 488-nm excitation source and that the fluorescence emission was collected at . It is evident from Fig. 4a that there is no difference between axial illumination and collection profiles obtained with flash photolysis and that the axial collection data obtained with 2P confocal scanning in comparable conditions are consistent with these results. The radial illumination profile in Fig. 4b, measured with 2P flash photolysis, exhibits a flat top over the central region and decays toward the periphery, almost exactly matching the corresponding collection profile obtained with 2P confocal scanning with the same fiber in nonscattering fluid. Results observed in scattering fluids were also similar to those presented here. SNR was relatively low in these experiments. This was due to decreased signal levels, but traces of incompletely caged fluorophore also increased the background noise. 3.2.Fluorescence Collection Fields for Flat-Cleaved Optical FibersFluorescence collection fields of optical probes were measured with 2P confocal microscopy as described earlier. A typical 2-D collection field along the axis of an MM flat-cleaved fiber in nonscattering fluid is shown in Fig. 5a . The axial intensity profile is shown in Fig. 5b, while radial intensity profiles at , 200, and are superimposed in Fig. 5c. The axial intensity falls progressively with distance from the fiber tip. However, the rate of axial decay appears to be less in the near-field than the far-field. The radial intensity distribution has a flat top adjacent to the tip of the fiber. This plateau is reduced as light spreads radially with increasing axial distance from the fiber tip. In the far-field, the radial intensity profile resembles a Gaussian distribution. The transition between these forms takes place around from the fiber tip in this case, and in general, the axial distance at which this occurs is directly related to the fiber radius. Typical collection fields for a MM fiber in scattering fluid and tissue are shown in Fig. 6a . Corresponding axial intensity profiles in nonscattering and scattering fluids and in stained tissue are overlaid in Fig. 6b. Note that the data here are smoothed using a moving average filter. There is significant attenuation of fluorescence collection intensity in scattering fluid and in tissue. However, the flat top of the radial intensity distribution adjacent to the fiber tip was preserved in all cases. It should be noted that the axial intensity profile in scattering medium exhibits considerably more decay than the corresponding profile in the nonscattering fluid. 3.3.Model ValidationThe semiempirical model described in the Sec. 2 was validated by comparing predicted collection profiles with data obtained experimentally. Because fluorescent emission was collected across a relatively narrow wavelength window , it was assumed that the weighted axial component in Eq. 15 could be represented by a simple exponential expression as in Eq. 8. For a given MM fiber, the parameter that controls the spread of the function [see Eq. 13] was set as follows. Near-field axial intensity profiles observed in nonscattering fluid were matched to the model predictions by adjusting , having first estimated the effective absorption coefficient in this medium from measured photon loss. The effective absorption coefficient that best fit the model to experimental data was then determined for scattering fluid and tissue. For the AFS105/125Y fibers, this process was also carried out for nonscattering fluids at a series of rhodamine concentrations ranging from 50 to . Best-fit values for the effective absorption coefficient are given in Table 1 . Table 1Values of effective absorption coefficient that best fit model to experimental data. The average RMS error for the fit between model and data was 0.058±0.025 and 0.072±0.023 , for axial and radial profiles, respectively. The parameter θb was set to 2deg in all cases. The value indicated by * is the concentration of dye used to stain the tissue, not the actual dye concentration in the tissue.
Similar results were observed in the other flat-cleaved MM fibers tested. The average root-mean-square (RMS) error for the fit between the model and experimental data was and for axial and radial profiles, respectively. Background due to dark current was evident at low dye concentrations, but this was not subtracted from the experimental data. 3.4.Quantification of Effective Collection VolumesThe effective fluorescence collection efficiency is defined in Eq. 4 as the product of fluorescence collection and illumination efficiencies. Because illumination and fluorescence collection fields are very similar, can be approximated as the square of the measured collection efficiency distribution and used to construct the relative fluorescence signal —see Eq. 5. Figure 7 shows relative fluorescence signals for a flat-cleaved F-MCB-T fiber in nonscattering and scattering fluids and in tissue. The parameters and , which are defined as the axial depths at which and 80%, respectively, are used to quantify the effective collection volume of the fiber. Values for in stained tissue, scattering fluid, and nonscattering fluid are 75, 95, and , respectively. Corresponding values of are 170, 195, and . Table 2 presents and for MM fibers of various diameters in nonscattering fluid. The radial FWHM of the effective collection profile at is also given. The results indicate that effective fluorescence collection volume of an MM fiber is directly related to its core diameter. While the data in Table 2 were acquired in nonscattering fluids at an emission wavelength of , comparable results were also obtained in scattering fluid and at different emission frequencies. increased by less than 10% at and was approximately halved in scattering fluid. Table 2Effective collection dimensions for MM optical fibers of different diameter in nonscattering fluid at a rhodamine concentration of 500μM∕L . Note that fluorescence emission was measured at 535±25nm .
3.5.Effective Fluorescence Collection Volume of Purpose-Built Optical Probe (Optrode)The fluorescence collection profile of a purpose-built optical probe (optrode), in which hexagonally packed, angle-cleaved F-MCB-T fibers are enclosed in a glass micropipette, was also measured. The fluorescence collection field in nonscattering fluid for a single optrode channel is presented in Fig. 8a . The collection field is oriented radial to the probe axis and is more complex (and less symmetric) than for a flat-cleaved MM fiber. In Fig. 8b, axial profiles for a single optrode channel in nonscattering fluid and tissue are compared with the profile in nonscattering fluid for a flat-cleaved F-MCB-T fiber. Effective collection dimensions for a single optrode channel were estimated from three-dimensional (3-D) two-photon excitation data. These results are given in Table 3 . 3.6.Effective Collection Volume and Propagated Impulse ResponseThe volume from which fluorescence is collected determines the spatial resolution of functional fluorescence measurements. However, when propagating events such as calcium waves or electrical depolarization are being mapped, the time-course of the fluorescence signal may be blurred by the spread of the wave across the collection volume. To investigate this, we have simulated the temporal response of an impulse of fluorescence emission propagating as a plane-wave across optical fiber collection volumes of varying dimensions (see Sec. 2). The results of this study are presented in Fig. 9 . Table 3Effective collection dimensions for a single optrode channel in nonscattering fluid and tissue.
Figure 9a shows a simulated fluorescent signal propagating across a fiber collection volume at , , and with respect to the fiber axis. Propagation across the collection volume broadens the fluorescent signal, and this blurring varies with impulse direction. The broadening is quantified by estimating the FWHM of the impulse response. FWHM is presented as a function of fiber diameter in Fig. 9b ( and propagation ) and as a function of in Fig. 9c (fiber and propagation ). Results for the propagation directions and are superimposed in both cases. As expected, these results show that the blurring introduced by propagated fluorescent activity increases as the collection volume is enlarged. However, for a propagation velocity of (a velocity typical for spread of electrical excitation through cardiac tissue), the FWHM of the impulse response was less than across the range of fiber diameters and values tested. Last, sensitivity to the direction of propagation depends on the effective collection dimensions. With a fiber diameter of and equal to , the effective collection volume is approximately isotropic, and the fact that the FWHM of the impulse response shown in Fig. 9a is not affected significantly by the propagation direction under these circumstances reflects this. 4.DiscussionThe primary objective of this study was to identify both the illumination and fluorescence collection volumes of optical fibers in different fluid media, as well as in tissue. Systematic analyses were carried out with a variety of optical fibers employing novel methods that provide high spatial resolution. These include 2P excitation of rhodamine to measure fluorescence collection fields and 2P release of caged fluoroscein combined with confocal scanning microscopy to estimate illumination fields. Fluorescence collection fields have been characterized for flat-cleaved optical fibers and related to core diameter, NA, and optical properties (scattering and absorption) of the medium. We have also demonstrated that illumination and fluorescence collection profiles for MM fibers are essentially the same at comparable wavelengths. A semiempirical model was developed to describe the illumination and fluorescence collection fields for flat-cleaved MM fibers, and this has been used to interpret the experimental data. For an MM optical fiber with a core diameter of and in tissue, 80% of the total fluorescence in a wavelength window excited by 488-nm illumination is collected from a volume that is approximately deep and in diameter. In conjunction with the model, these data provide a basis for designing fiber optic probes, with specific excitation and effective collection profiles. As far as we are aware, this is the first time that illumination and collection profiles of optical fibers have been characterized systematically at high spatial resolution in a range of media, including soft tissue. 4.1.Characterization of Illumination and Fluorescence Collection FieldsThe experimental techniques employed in this study to determine the illumination and fluorescence collection profiles incorporate a number of novel aspects that add to the precision of this study. First, 2P excitation illuminates an ellipsoidal volume that is small in comparison to the diameter of the optical fiber and can therefore be considered to be a point source. Because the 3-D location of the 2P focal volume can be precisely controlled, it is possible to reconstruct the fluorescence collection fields of optical fibers and fiber optical probes with high spatial resolution. Second, the 2P excitation wavelength is well separated from the spectral range of fluorescent emission for both rhodamine and fluoroscein. Last, with 2P release of caged fluorophores, it is possible to sample fiber illumination profiles in a fashion similar to that used to characterize fluorescence collection fields. Moreover, the use of flash photolysis also means that confounding effects of light absorption by the fluorophore are minimized, since caged fluorophores outside the region addressed by the 2P focal volume do not respond to excitation. In any case, this study demonstrates that the three-dimensionally resolved nature of 2P excitation allows accurate characterization of illumination and collection fields of arbitrary probes or other optical elements as long as the fields are moderately larger than achievable 2P point spread functions . The ellipsoidal shape of the 2P focal spot may affect the resolution with which illumination and fluorescence collection volumes can be characterized experimentally. With a 0.9 NA objective, the FWHM of the 2P focal volume was in the plane but in the -axis direction, and for lower magnification objectives, where NA is reduced, elongation in the direction was proportionately worse. This has little impact on the axially symmetric illumination and fluorescence collection fields associated with the individual optical fibers studied here. In this case, it can be shown that the resolution of the objective applies, except in the near-field. No significant differences were observed between images obtained with the and a objective, and we therefore used a objective since it covered a significantly larger field of view. However, the spread of the 2P focal volume in the direction does give rise to signal blurring when characterizing illumination and collection fields that are not axially symmetric. The resultant degradation of resolution can always be overcome by using high NA objectives and employing image tiling to cover the required field of view. 4.2.Effective Collection VolumeThe fact that measured illumination and fluorescence collection fields for flat-cleaved MM fibers were very similar in both nonscattering and scattering fluids is noteworthy. Absorption and scattering are wavelength-dependent, and the wavelengths of excitation light and fluorescent emission are different. In this study, however, fluorescence was collected over a relatively narrow wavelength window close to the excitation wavelength. Moreover, we have shown that collection volumes are strongly determined by scattering, which is more weakly dependent on wavelength than absorption (see the following discussion). Within this context, it is not surprising that the techniques employed could not resolve differences between illumination and collection volumes. We have also independently reconstructed the 3-D illumination field of an optical fiber in air by imaging light intensity scattered from a thin film transverse to it at a series of different axial locations. A confocal microscope in wide-field mode was used for this purpose. The results (not shown) match the detailed fluorescence collection fields obtained with 2P excitation when absorption and scattering are minimized. These results provide objective justification for the reconstruction of effective fluorescence collection volumes from measured fluorescence collection fields using the relationship [see Eq. 1]: 4.3.Comparison with Previous WorkA number of studies of effective fluorescence collection dimensions have been published. 7, 9, 10, 13, 15, 23, 24, 25, 26 The effect of the propagation of cardiac electrical activation across the effective collection volume on measured optical potentials has also been considered, 13, 15, 25, 26 with reported collection depths in tissue ranging from (Ref. 9) to (Ref. 25). In part, this variance reflects the different means of fluorescence excitation and collection used. Focusing on previous results that are most comparable with ours, Krauthamer 7 measured illumination intensity profiles for SM and MM optical fibers in air but report significantly greater axial attenuation than we do and observed no significant effect of fiber diameter on collection depth. Like us, Byars 10 characterized the effective collection volumes of MM optical fibers in cardiac tissue. Their results for a flat-cleaved fiber with core diameter and NA 0.51 are consistent with a value of around , while we would expect to be less than for an optical fiber with these specifications in tissue. Byars characterized axial attenuation by passing a fiber through an excised LV wall segment from the endocardial surface until it touched a layer of absorbent paper soaked with fluorophore attached to the epicardial surface. Measurements were then made at a number of points through the LV as the fiber was withdrawn. We note that their axial steps were very coarse , and it is unknown to what extent the optical properties of tissue might have been affected by the track previously made by the fiber. Ding 24 used Monte Carlo simulations to investigate the effects of illumination and collection diameters on effective collection depth. Their predicted for illumination and collection diameters of was around , which closely matches our results with optical fibers of comparable dimension. Hooks9, 27 measured effective collection volumes for flat-cleaved MM optical fibers in nonscattering fluid by recording the fluorescence collected as the fiber was moved toward the edge of a cuvette containing dye solution. The results— was and , respectively, for MM optical fibers with core diameters of and —are very similar to those given here. Knisley 23 employed a similar approach to estimate effective fluorescence collection depths in cardiac tissue. They used a laser beam to excite regions of different tissue thickness along a wedge of LV myocardium stained with di-4-ANEPPS and stated that the thickness of tissue contributing to fluorescence was around . In comparison, the reported here for a MM fiber is . This difference is due to the fact that Knisley collected fluorescence emission with a PMT, which has a much larger detection area than the optical fiber used in our case. When the effects of collection dimension are accounted for using the theoretical analysis outlined earlier,24 their results are entirely consistent with ours. 4.4.Validation of the ModelThe model outlined in this paper provides a semiempirical description of the illumination field adjacent to the tip of a flat-cleaved MM fiber. The approach employed has a number of similarities to a model previously presented by Zhu and Yappert.17 These investigators represented the distribution of light radial to the fiber axis as a Gaussian function with a standard deviation that was a linear function of axial position. As in our model, losses due to absorption and scattering were lumped as a single axial exponential decay. Such a model could not account for the complexity of the illumination field observed near the tip of an MM fiber, and Zhu and Yappert17 acknowledged that “for multi-mode fibers a multi-Gaussian distribution should be used.” In our model, we have constructed such a distribution by convolving a Gaussian function (representing single-mode propagation) with a circular source area transverse to the fiber axis. The diameter of the radial distribution source is identical to that of the fiber core at its tip but is also a linear function of axial position, which enabled us to accommodate redistribution of light in the radial direction that is not encompassed by the spread of a Gaussian function alone. The model provided a good fit to the fluorescence collection fields measured using 2P excitation and fit the 2P flash photolysis data equally well. The radial distribution function accurately represented experimental intensity profiles transverse to the fiber axis in near- and far-fields. In particular, it reproduced the flat-topped radial intensity distribution adjacent to the fiber tip and the Gaussian distribution distant from it. It also predicted the axial distance at which the transition between these two profiles was observed. However, when was low, there were small but systematic differences between observed and predicted axial intensity profiles. Under these circumstances, the rate of axial attenuation was slightly less in the near-field than in the far-field, but this is not completely matched by the model [see Fig. 5b]. Residual asymmetries that are probably the result of modal fluctuation,28, 29, 30 and are most evident in radial intensity profiles, also cannot be reproduced by the model [see Fig. 5c]. For individual model fits, however, the RMS error was on the order of the regional variation introduced by modal fluctuation and optical scattering. Taken together, these observations confirm the robustness of the model. 4.5.Scattering and AbsorptionTissue exhibits marked scattering of light and weaker frequency-dependent light absorption. Optical scattering is a complex process, and this is reflected by the fluorescence collection profiles presented in Fig. 6 for a flat-cleaved fiber (F-MCB-T) in scattering fluid and stained tissue. There is much greater regional variability in the fluorescence collection field for the scattering fluid [see Fig. 6a] than in equivalent results for a nonscattering fluid [see Fig. 5a]. It is also evident from these figures that fluorescent light originating from outside the NA of the fiber has a higher probability of being collected in the scattering fluid than in the nonscattering fluid. The scattering fluids prepared for this study provide an isotropic scattering environment,22 whereas scattering in tissue is generally highly anisotropic. For the data shown in Fig. 6a, at least, there appears to be greater regional variability for the stained tissue than for scattering fluid. Despite the complexity of these processes, it has been suggested that optical scattering can be treated as an isotropic “absorption-like” event, provided that the dimensions of the volume of interest are greater than the scattering mean-free-path length.17, 19 According to Patterson and Pogue,19 the mean-free-path-length in biological tissues is at . On this basis, scattering was lumped with absorption as a single axial decay term in our model. While scattering markedly affects fluorescence collection characteristics and gives rise to substantial regional variability (Fig. 6), the model nonetheless provides a good estimate of the average intensity distribution. This validates the assumption that optical scattering in large volumes can be approximated as isotropic absorption. While it is difficult to quantify actual fluorophore concentration in stained tissue, dye absorption will likely reduce effective collection volumes for such membrane potential sensitive dyes as di-4-ANNEPS, which is typically administered at relatively high concentrations.12 Effective collection volume is therefore reduced at high fluorophore concentrations, but this can be ignored at concentrations . Ding have measured the optical properties of di-4-ANEPPS stained rabbit heart and report values for absorption and scattering of and , respectively, at . Corresponding values at were and (Ref. 24). Our estimates of total absorption for cardiac tissue were , which is much larger than the value for absorption quoted earlier, but significantly less than quoted scattering coefficients indicating that some scattered light is collected by the fiber optic probe. This suggests that scattering plays an important role in the axial decay of effective fluorescence collection efficiency for fiber optic probes in tissue. This view is reinforced by the observation that very similar estimates of total absorption were made for probes in scattering fluid at the same dye concentration. 4.6.Determinants of Effective Fluorescence Collection Volumes in Fiber Optic ProbesThe experiments and modeling studies reported here demonstrate that the dimensions of the effective fluorescence collection volume for a flat-cleaved optical fiber are mainly determined by its core diameter and by the optical properties of the medium in which it is used. We have shown that a change in fiber diameter from 50 to gives rise to changes of similar magnitude in collection volume dimensions (see Table 1). However, we found that the influence of fiber diameter on effective collection volume was reduced when the axial decay constant was high, for instance, in cardiac tissue. These experimental observations are matched by the model, which also predicts similar trends when the fiber diameter is increased from 100 to . While the effect of altering NA was not considered experimentally, the model predicts a relatively modest reduction in when NA is doubled—less than 10% in a nonscattering fluid and less still in scattering fluids and tissue. The fluorescence collection field of a purpose-built fiber optic probe (optrode) that consists of multiple angle-cleaved MM fibers enclosed in a glass micropipette9 was similar in shape but significantly smaller. We ascribe these differences to lensing effects as light passes through the curved surface of the fiber and also to scattering at interfaces in the probe, where there is a refractive index mismatch. 4.7.Effects of Propagation on Fluorescence Impulse Response of Optical ProbesIt has been noted previously that the upstroke of the cardiac action potential observed in optical recordings is generally much slower than rapid depolarization in corresponding intracellular measurements.12, 13 This has been attributed to the spread of electrical activation through the region addressed by the imaging system. 13, 15, 16, 31, 32 According to our analysis, propagation at produces blurring of the impulse response that is dependent on the direction of propagation and the dimensions of the effective collection volume. However, the FWHM for the impulse response in tissue was less than for an optical fiber with a core diameter of and of , regardless of propagation direction. It is noteworthy that directional sensitivity of fiber optic probes is minimized when the collection volume is relatively isotropic. However, it would be possible to design probes with specific directional sensitivity on the basis of the information provided in this paper. Electrical activation propagates through a normal ventricular myocardium at 0.2 to (Refs. 33, 34, 35), and rise-times of ventricular action potentials recorded using fiber optic probes with core diameters of range from 5 to (Refs. 7, 9, 10). Less than of this upstroke time can be explained by the spread of activation across the relatively small collection volume of these probes. This discrepancy is perplexing and should be subjected to more-detailed investigation in the future. 4.8.Limitations of the StudyThere are some obvious limitations to the results presented in this study, and these will now be discussed. First, the optical fibers tested all had the same NA. While the model suggests that NA has a limited affect on in tissue, this prediction has yet to be tested experimentally. Second, the experimental results presented here were obtained at a limited number of wavelengths. A variety of excitation wavelengths are used with functional fluorescence recordings, and emission spectra for most fluorophores occupy a relatively broad range of wavelengths. In addition, the absorption of light in tissue is strongly frequency dependent, whereas scattering is much less so.18, 19 However, we have demonstrated that effective collection volumes in tissue are dominated by scattering for fiber optic imaging systems (although this is less so for systems with larger collection dimensions). We have also shown that the variation of with wavelength is relatively small, and should therefore be possible to account for using a simple linear correction. A further difficulty is that estimates of at low dye concentrations are based on fluorescence recordings with low SNR. The reliability of the absolute values presented here may therefore be limited by confounding effects of dark-noise. Last, while the model used in this study was useful and relatively robust, it is nonetheless semiempirical. To represent illumination and fluorescence collection fields more completely, it will be necessary to use a representation that is based firmly on the fundamental principles of physical optics. 5.ConclusionsIn this study, we have used powerful new techniques to characterize the illumination and fluorescence collection volumes of optical fibers at much higher spatial resolution than previously reported. Systematic analyses were carried out with a variety of fiber optic probes in tissue and different fluid media. 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