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1.IntroductionDiffuse optical tomography (DOT) is a noninvasive functional imaging modality in which tissue is illuminated by near-infrared (NIR) diffused light, and the reflected or transmitted light is measured at the tissue surface. The interior optical properties of the tissue are then estimated from these measurements by image reconstruction algorithms. DOT has demonstrated clinical potential for distinguishing benign from malignant breast lesions.1–15 Two of the estimated optical parameters used to characterize malignant and benign breast tissues are the absorption and scattering coefficients. By estimating these parameters that are obtained from multiwavelength imaging systems, it is possible to quantify tissue constituents such as oxygenated and deoxygenated hemoglobin, lipid and water concentrations, as well as structural parameters, which are linked to the dimensions and densities of the scattering centers. The complex blood vessel network found in malignant tumors provides the target absorption contrast. Clinical studies of female breasts imaged by different optical tomography systems have demonstrated increased total hemoglobin concentration in the malignant lesions.1–4 Scattering contrast, on the other hand, is caused by changes in the organelle population within tumor beds. Based on clinical data, a significant contrast ratio in the mean cellular size and the volume fraction between malignant and benign lesions has been found.5,6 Accordingly, malignant tissues have shown increased mean values of the reduced scattering coefficients in comparison with the benign tissue.7–10 Simultaneous reconstruction of absorption and scattering distributions of human breast has also been investigated. It was shown that cysts in the breast can be differentiated from solid tumors because cysts generally demonstrate lower absorption and scattering coefficients compared with the surrounding normal tissue, whereas solid tumors show both higher absorption and scattering relative to normal tissue.11,12 In another study, the reconstructed distributions of hemoglobin, oxygen saturation, water fraction, and subcellular scattering in breast tissue showed that the fractions of both blood and water were higher in fibroglandular than in adipose tissue.13 In some studies, a synthetic optical index was derived from these intrinsic physiological properties and yielded an average of twofold contrast difference between malignant tumors and normal tissue.14,15 Due to the intense light scattering in biology tissue, the inverse problem of DOT is ill-posed. In addition, the reconstructed optical properties are not unique unless constrained by additional prior information. Furthermore, the inverse problem is underdetermined because the number of measurements is one or two orders of magnitude smaller than the number of voxels with unknown absorption and scattering coefficients.16 A variety of regularization techniques such as Tikhonov regularization, spatially varying regularization, and Levenberg-Marquardt regularization have been applied to obtain a stable solution for the DOT inverse problem.17,18 Different optimization methods such as the modified Newton-Raphson method, and the truncated Newton methods are then used to solve the regularized problems.19,20 In our approach, we have used ultrasound-guided DOT to overcome the limitation of inaccurate target quantification by optical tomography alone.21 Having prior anatomical information from co-registered ultrasound (US), we are able to solve the inverse problem with the conjugate gradient (CG) iterative optimization method without using the regularization method. Our initial results obtained from more than 200 patients have demonstrated twofold higher absorption or total hemoglobin contrast between malignant and benign lesions.4 The feasibility of simultaneous reconstruction of absorption and scattering distributions using our approach has been investigated; however, the crosstalk between these two parameters often causes the CG to converge to the suboptimal values, especially in cases where there is a high scattering contrast between the target and the background.22 It is well known that gradient-based search algorithms often find local minima, which are closer to an initial guess or do not converge if the gradient is very small. In contrast, global optimization techniques such as genetic algorithm (GA) can solve problems with multiple solutions and are not prone to be trapped in the local minima; additionally, they are applicable to multidimensional, nondifferential problems. These algorithms seek to find the global optimum and are less sensitive to an initial guesses and regions with small gradients. It has been shown that evolutionary strategies can reliably find solutions to highly ill-posed inverse problems. The use of evolution strategy algorithms has been introduced for estimating the optical properties of homogenous media.23–25 The feasibility of reconstructing bioluminance source distribution in the scattering medium using principles of evolutionary strategies is also shown.26 An improved performance in absorption reconstruction with GA as compared with Tikhonov regularization for simulated time-gated data is also reported.27 In this study, we investigated a new two-step approach that takes advantages of both global optimization and gradient techniques to solve the DOT inverse problem. The method utilizes the fitted values of the unknown target parameters estimated from GA as the initial values for the CG reconstruction. This new approach is validated using simulations and phantom experiments, and demonstrated with 16 clinical benign and malignant cases. 2.Method2.1.US-Guided Image ReconstructionThe propagation of diffused light through tissue can be described by photon diffusion approximation as Eq. (1):17 where is the equivalent isotropic source and, is the photon density, is the diffusion coefficient and , are the absorptions and reduced scattering coefficients, respectively. The inverse problem is typically linearized by Born or Rytov approximation. In Born approximation, the photon density is divided into superposition of the homogenous and scattered parts denoted by and assuming that . By digitizing the imaging space into voxels, the resulting integral equations are formulated as follows:28 where is the number of measurements, and denote the unknown changes of absorption and diffusion coefficient at each voxel, respectively. and are integral changes at each voxel. The weight matrices of absorption and scattering, and , describe the distribution of diffused wave in the homogenous medium and characterize the measurement sensitivity to the absorption and scattering changes. In the end, the inverse problem is formulated as an unconstrained optimization problem as: , where is the Euclidean norm. In our ultrasound-guided DOT image reconstruction, a dual-zone mesh scheme is used to segment the imaging volume into a lesion region and a background region with fine and coarse voxel sizes, respectively.21 The reconstructed integral changes and are divided by the different voxel sizes after CG optimization search, to obtain and distributions. For computing the weight matrix, we used a semi-infinite absorbing boundary condition at the surface and the corresponding analytic solution of the diffusion equation. The ’th element of and corresponding to ’th source-detector pair with the source and the detector located at and , the ’th voxel located at , is calculated as:28 In Eq. (3), is the background diffusion coefficient, is the homogenous part of photon density, and is the green function of the semi-infinite geometry. The average and of the background medium needed for the weight matrix computation are obtained from the measurements made with the homogenous intralipid solution for phantom experiments and the normal contra-lateral breast for clinical study. Finally after computing the weight matrix, we solve the aforementioned optimization problem in order to obtain the desired absorption and scattering distributions.2.2.Genetic AlgorithmThe genetic algorithm (GA) is an approach used to solve optimization problems based on the survival of the fittest individuals.29 First, a starting population is generated, formed by individuals while each member is a possible solution of the optimization problem and can be represented by a vector of real numbers. These individuals then undergo a set of genetic operations—selection, crossover, and mutation—in order to promote the population evolution. Generally, a DOT problem has thousands of unknowns, so the problem cannot be solved directly using GA. Since optical properties of biological tissues usually change gradually rather than dramatically, the Gaussian perturbation is used to represent the solution as introduced in Ref. 30, where Bayesian inversion was applied to estimate the unknown parameters. We have added the scattering term to that model as formulated in Eq. (4), and the optimization is performed with genetic algorithm. This model has eight unknown parameters that are three-dimensional (3-D) center position , 3-D variance ), the maximum absorption and reduced scattering coefficient denoted as and . The 3-D variance is calculated as: , where is the 3-D radius in () dimensions. This means that the radius is defined at the point where the target absorption/scattering coefficient is less than 25% of its maximum value. In our imaging procedure, first we examine the desired area with the handheld probe and monitor the ultrasound scans such that the target appears in the center of the imaging area. After that, the co-registered ultrasound and optical data are acquired. The target center and its radius in the direction, denoted as and , are also readily available using the ultrasound B-scan. Therefore GA algorithm is applied to obtain the rest of the parameters. Table 1 shows a pseudo code for the GA algorithm. First, an initial population of individuals is generated while each individual is a vector of four elements, i.e., . For initialization, these unknown variables are sampled from a uniformly distributed random variables as: , , and .Table 1Pseudo code for GA algorithm.
The ranges of the distributions for absorption and scattering are selected according to the typical values of lesion optical properties at NIR wavelength. The minimum radius, is chosen according to the target size measured by the US, and maximum radius is limited to the imaging field of view, which is half of our probe size. The error of each individual is defined as a square error between the measurement and the model and is formulated in Eq. (5) as, where , are the background absorption and reduced scattering coefficients, respectively. The fitness of each individual is then calculated by inversing this error i.e., . In Table 1, steps 1 to 6 show how a new population is generated with GA algorithm. In step 1, the parents are selected using the roulette-wheel selection. In this method, the probability of selecting an individual as a parent is proportional to its fitness value. This means that the members of the population with higher fitness are selected more often and are less likely to be eliminated. In step 2, in order to form a child, heuristic crossover is applied followed by mutation in step 3. Mutation is an operator that changes a piece of genetic information of the new individual, and it is necessary to prevent the algorithm from converging toward a local minimum condition. In this work, Gaussian mutation is performed by adding a random number taken from a normal distribution with zero mean to the generated child. The standard deviation of this normal distribution decreases by increasing the number of generations. The fitness of the child is evaluated in step 4 and compared with the fitness of its parents in step 5. After that, the most fit member among the parents and generated child becomes a member of next population. To generate members for a new population, steps 1 to 5 are repeated times. With this procedure, a new population is generated such that the members have generally higher fitness levels in comparison with the older ones. The generation of the populations is then repeated until the algorithm reaches its termination criteria; that is, when the improvement in the fitness of members is less than , or the generation number exceeds 100. By performing this GA optimization, the most fit values for the unknown parameters of the model are obtained. Finally, in order to obtain the optical distributions, the result of the GA is applied as an initial guess of CG reconstruction method. The iterative CG optimization for solving DOT inverse problem is described in detail in Ref. 31. Briefly, CG starts the iterations with an initial guess of the solution, . At iteration , the solution is updated as , where the step size, , is obtained by line minimization technique, and the direction is obtained by using the gradient of the objective function, Er. The stopping criterion for our CG method is defined such that the algorithm stops when the cumulative change of the objective function of three consecutive iterations is less than 15%.2.3.Phantom and Clinical ExperimentsPhantom and clinical experiments were performed using a frequency domain NIR system co-registered with ultrasound. For this study, we used the laser diode of wavelength 780 nm, modulated at 140 MHz. The source was sequentially coupled to nine positions on a handheld probe via optical fibers, and the reflected light was detected by 14 light-guides of 3 mm diameter that were coupled to 14 parallel photomultipliers. The system is described in detail in Ref. 32. 3.Results3.1.Simulated TargetsThe DOT fitting with GA followed by CG reconstruction was applied to estimate the optical properties of simulated targets of diameters 1, 1.5, and 2.5 cm in size, and indicated as small, medium, and big targets, respectively. The optical absorption coefficients of and the scattering coefficients of were used for targets. This gives 36 cases of targets with different sizes and optical properties. The detected fluence, back reflected from the top boundary was calculated for all cases, while the targets were assumed to be embedded inside a turbid medium with and . The targets were located at different depths such that the distances of the medium boundary to the top of the targets were 0.5, 1.0, 1.5, and 2 cm. The fitted maximum values of and of all targets obtained by GA are presented in Fig. 1(a) and 1(b), respectively, and the estimated lateral diameter of the targets is shown in Fig. 1(c). These parameters were then applied to the CG-based reconstruction method. As an example, for the medium-size target with , , the GA algorithm converged after 51 iterations as shown in Fig. 2, and the CG method initialized by fitted values converged after five iterations. The GA fitted values for this target were , , and the reconstructed values using CG after GA were , . The CG method that was also applied for simultaneous reconstruction of absorption and scattering started from zero initial value. It converged after 11 iterations to a local minimum with , . The CG method solved for the absorption coefficient only and started from a zero initial value and converged after six iterations. The maximum reconstructed absorption was . For this example, the final error, Er, calculated after CG iterations using GA fitting was about 4.5 times smaller than the one that started from a zero initial value. The spatial absorption and scattering distributions of all cases were reconstructed simultaneously with CG method after GA fitting, and the result was compared with the one that started from a zero initial value. In addition, the spatial absorption distributions that were reconstructed with the CG method started from a zero initial value and assumed that there was no scattering contrast between the target and the background. The maximum and of each target were extracted from its corresponding reconstructed maps, and the results are shown in Fig. 3. The light-gray bars in Fig. 3(a) show the maximum reconstructed with the CG method after applying the GA fitting, while the gray bars are results of the CG obtained from simultaneous reconstruction of and , starting from a zero value. The black bars are the maximum values obtained from the CG reconstructions for only, and which started from a zero initial value. The standard deviations in Fig. 3(a) are due to different target , sizes and depths. The error of the reconstructed absorption for high- and low-contrast targets ( and ) using CG for only and CG for simultaneous and started from a zero initial value are on average 18.5% and 52%. While with this method, the ratio of high contrast target of to the low contrast one of is 1.25 and 1.33, respectively. This error reduced to 14% and the contrast increased to 1.7 by applying the CG method after GA fitting. In addition, the standard deviation for all cases has also reduced by about five times after using the GA initial values. The light-gray and gray bars in Fig. 3(b) show the maximum reconstructed with the CG method after applying the GA fitting, and CG started from a zero initial value, respectively. It was determined from calculation that the maximum scattering was reconstructed with 18% error on average using CG after GA fitting. It can be seen that if CG started from a zero initial value is used for the simultaneous reconstruction of absorption and scattering, it cannot get close to the true value and is trapped in the local minimum close to the background values. The final Er calculated using CG after GA fitting is about 3.7 times smaller than the one using CG started from a zero initial value. The Er obtained using zero-initialized CG for reconstructing only is also 1.6 times smaller than the one for the simultaneous reconstruction of and . Figure 4(a) and 4(b) shows the bar plots of the reconstructed maximum and versus the size of the targets, respectively. The absorption of targets are reconstructed with 8.3%, 14.5%, and 24% errors while scattering are reconstructed with 11.4%, 19.5%, and 25% errors for the small, medium, and big targets, respectively. It can be seen that the optical values of the small targets are estimated more accurately in comparison with the larger ones. Furthermore, the increase in the estimation error caused by increasing the absorption and scattering values is also seen in this figure. The reconstructed values of the big target with highest absorption of and scattering of have a maximum error of about 40%. The reconstructed maximum by CG only versus the target scattering is demonstrated in Fig. 5(a). The crosstalk between the absorption and scattering parameters is clearly seen in this figure (i.e., absorption values have increased by increasing the target scattering). Figure 5(b) indicates that the absorption values are not affected by changes in the scattering when simultaneous reconstruction of both parameters is performed with CG method after GA fitting. The standard deviations shown in Fig. 5 are due to the different sizes and depths of the targets. In addition to reducing the cross-talk between these two parameters, it is seen that even for the case when there is no scattering contrast between target and background (i.e., ), the absorption values are reconstructed more accurately after GA fitting since the initial guess is closer to the true value. 3.2.Phantom ExperimentsPhantom experiments were performed to validate the simulations. Phantom targets of diameter 1.5 and 2.5 cm were submerged in 0.8%-intralipid solution with the calibrated absorption coefficient and reduced scattering coefficient , to model the breast tissue optical properties. The targets used were thin glass balls filled with various intralipid concentrations of 0.4%, 0.16%, and 0.32%, which provided mean calibrated scattering coefficients of 3, 13, and, , respectively. In another set of experiments, Indian ink was added to the different concentrations of the intralipid solutions to obtain a calibrated average absorption value of . Measurements were made with our frequency domain NIR system co-registered with ultrasound while the targets were located at depths of 0.5 to 2 cm measured from the surface of the target to the imaging probe. The absorption and scattering distributions were reconstructed with the new two-step method. The fitted lateral diameters of 1.5 and 2.5 cm of the phantom targets are 2.43 and 3.24 cm on average, with standard deviations of 0.22 and 0.14, respectively, as shown in Fig. 6. For the phantom target of diameter 1.5 cm located at depth of 1.5 cm, with calibrated , , the fitted values using GA were , . The maximum reconstructed coefficients using CG after GA were , , while the maximum absorption reconstructed with CG started from zero value was . The maximum reconstructed absorption of all phantom targets is shown in Fig. 7(a). For the target phantoms with , the error of maximum reconstructed absorption is reduced from 14% to 4% after using the GA fitted values. The error is reduced about 22% on average for all experimental cases. The standard deviation shown is due to the differences in depth and of the targets and is reduced about 1.5 times by using the GA fitting. The bar plots in Fig. 7(b) show the reconstructed for all phantom targets. The scattering coefficient of the medium-size targets is reconstructed with about 16% error, while the standard deviation is about 1.8. The scattering of the big-size target is reconstructed with less than 31% error for lower scattering coefficients of 3 and while there is about 52% error for higher scattering coefficient of . This result agrees with the simulated data that the algorithm is less accurate in reconstructing higher scattering coefficients of big targets. 3.3.Clinical StudiesThe two-step method is demonstrated with clinical cases obtained with our ultrasound-guided NIR system. The study protocol was approved by the local Institution Review Board (IRB), and all patients signed the informed consent. Patients were scanned in a supine position while multiple sets of optical reflectance measurements were made with co-registered ultrasound images at the lesion location and the normal contra-lateral breast of the same quadrant as the lesion. Figure 8(a) shows the ultrasound B-scan of a small suspicious mass located at the 11 o’clock position of the left breast of patient #2. The location of the lesion is marked with the white dashed line. The estimated background tissue optical properties were and . The core needle biopsy revealed that the lesion was benign. The reconstructed absorption distribution with CG starting from zero initial values and CG using the GA fitted values are shown in Fig. 8(b) and 8(c), with the maximum values of 0.136 and , respectively. Each subfigure is the spatial image of 8 by 8 cm, reconstructed at the depth marked on its title and with 0.5 cm increment in depth. Figure 8(d) shows the reconstructed reduced scattering map of this lesion with maximum value of . It can be seen that there is a small contrast between the of the lesion and the background region. Similarly, Fig. 9 shows a co-registered ultrasound and the optical maps of a suspicious lesion located in the left breast of patient #11. The estimated optical properties of background tissue were and . The maximum absorption coefficients were 0.182 and reconstructed with CG method only, and after applying the GA fitting, respectively. The spatial reduced scattering map is also shown in Fig. 9(d), with the maximum value of , which has a high contrast as compared with the background tissue. The core biopsy revealed that the lesion was malignant. The optical maps of benign and malignant lesions reconstructed with and without applying the GA fitting were evaluated for seven malignant and nine benign cases. Table 2 provides patient information, lesion size and center depth as measured by co-registered ultrasound. All lesion diameters are smaller than 2 cm in the -direction and located at center depths of 1 to 3 cm. The lateral diameters of the lesions estimated with the GA algorithm are also presented in the last column of Table 2. They are on average 2.6 times larger than the size measured with the ultrasound image. The measured background tissue scattering varies from 1.7 to and the reconstructed lesion scattering changes from 1.9 to . Therefore a scattering-contrast term has been introduced and is defined as the ratio of absolute difference of lesion and background scattering to the background scattering. It was also reported in Ref. 6 that only the relative scattering of lesion to background showed a significant difference between the benign and the malignant tumor cases. The maximum reconstructed absorptions are shown in Fig. 10, and the scattering-contrasts of all cases are presented in Fig. 11. These figures imply that the maximum absorption and scattering contrast are significant parameters for characterizing the lesions. Figure 12(a) shows the statistics of maximum reconstructed absorption of all lesions. The ratio of the maximum absorption coefficient of malignant to benign cases improved slightly from 1.75 to 1.82 by applying the GA fitting before CG reconstruction. The scattering contrast shown in Fig. 12(b) of the malignant cases is also found to be about 3.32 times higher than that of the benign cases on average. Table 2Patient information and lesion size in lateral and depth dimensions and center depth measured by co-registered ultrasound. The lateral dimension estimated by GA algorithm is also given.
4.Summary and DiscussionWe have introduced a new two-step imaging reconstruction algorithm based on a global optimization approach for estimating target parameters and then reconstructing the absorption and scattering distributions with the conjugate-gradient method. The GA algorithm can converge to the optimum solution with less than 60 iterations and takes less than 45 s of processing using a personal computer with CPU of 2.40 GHz. Results of simulation and phantom experiments with targets located at a depth range of 0.5 to 2 cm have shown that the new algorithm recovers the target absorption with errors less than 10%, while the use of the traditional conjugate-gradient approach results in about 20% error. Therefore 10% more accuracy has been achieved with the use of global optimization. With this approach, it is possible to reconstruct the reduced scattering distribution of targets with error less than 25% for the simulated and phantom targets. We have applied the new method for reconstructing the optical maps of nine benign and seven malignant clinical cases. The result shows a slight improvement in the absorption contrast of malignant to benign lesions. However, the scattering contrast showed about 3.32 times higher contrast on average in malignant lesions compared with benign ones. There are some malignant cases that may not have high absorption contrast but high scattering contrast. For example, the patient #17 had an advanced inflammatory breast cancer with no measurable vascular content. The maximum reconstructed absorption with CG method only was , and it increased to after GA fitting. Using either of these values, this lesion would be characterized as benign. However the scattering-contrast for this case, calculated as 2.44, is in the malignant lesion range. This example demonstrates that tumor scattering distribution can add significant diagnostic value to further improve the lesion characterization. This result is applicable for the accurate diagnosis of breast cancers once it is validated by more clinical cases. Although the algorithm here is applied for estimating the optical properties of one target, it is straightforward to expand the method for general cases with multiple targets as follows: We assume that the optical map of each target follows a Gaussian distribution as in Eq. (4). Having the prior information of center location and radius in -direction for each target, we need to estimate four unknowns for each target in this model. So we generate the population with members of size four times of the number of targets and perform GA fitting to find the optimum values for these parameters. Finally we apply CG iteration starting from the fitted parameters to reconstruct the optical distribution of all targets. Another point worth to note is that there could be a mismatch between the centers of the lesion optical map and ultrasound image because the contrast mechanism of the two modalities is different. Therefore the lateral center positions were added as unknown variables and the fitted values were estimated with the GA algorithm. It was seen that the final optical reconstruction results were not sensitive to these parameters especially for the large lesions. We have used genetic algorithm as the first step since the promising result of applying evolutionary algorithms for reconstructing tissue optical properties was studied before. Other global optimization techniques can be investigated in future for solving DOT inverse problem. In summary, we have introduced a two-step image reconstruction algorithm by estimating initial target optical properties using a global optimization procedure and then applying the initial values to the gradient search algorithm to solve DOT inverse problem. Simulations and phantom experiments have shown that the maximum absorption and reduced scattering coefficients are reconstructed with less than 10% and 25% errors, respectively. However, the CG method alone generates about 20% error for the absorption coefficient and does not accurately recover the scattering distribution. The scattering contrast introduced to characterize benign and malignant breast lesions demonstrated that, on average, the reconstructed target absorption and scattering contrast of malignant lesions were about 1.8 and 3.32 times higher than the benign cases, respectively. AcknowledgmentsThe authors thank the funding support of this work from the National Institute of Health (R01EB002136) and the Donaghue Medical Research Foundation. ReferencesB. Chanceet al.,
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