The Slicer Combined with an Array of Lenslets for Exoplanet Spectroscopy (SCALES) will be the first facility-class integral field spectrograph (IFS) to operate between 2-5 microns. Expected to see first light at W. M. Keck Observatory in 2025, SCALES will extend the parameter space of directly imaged exoplanets to those that are colder, and thus older. SCALES will perform high-contrast imaging of these objects and other targets including protoplanetary disks, Solar System objects, and supernovae. Interferometric techniques such as non-redundant aperture masking (NRM) have been demonstrated to improve spatial resolution at high contrasts. Aperture masking turns a telescope into an interferometer by blocking the pupil with an opaque mask with some number of circular holes. Here we present the final designs for the non-redundant masks that will be integrated into SCALES. We outline their design, manufacturing, characterization, and integration processes. We also present the injection and recovery of several planet and disk companion models into mock SCALES science frames to assess the performance of the selected designs.
KEYWORDS: Planets, Stars, Point spread functions, Exoplanets, Speckle, Atmospheres, Spectral resolution, Atmospheric modeling, Simulations, Signal to noise ratio
SCALES (Slicer Combined with Array of Lenslets for Exoplanet Spectroscopy) is a high-contrast lenslet-based integral field spectrograph (IFS) designed to characterize exoplanet atmospheres in the 2 - 5 micron wavelength range. The SCALES medium-resolution mode provides the ability to characterize exoplanets at increased spectral resolution via the use of a lenslet subarray with a 0.34 x 0.36 arcsecond field of view and an image slicer. We use the SCALES simulator scalessim to generate high-fidelity mock observations of planets in the mediumresolution mode that include realistic Keck adaptive optics performance, as well as other atmospheric and instrumental noise effects, to simulate planet detections, and then employ angular differential imaging to extract the planet spectra. Analyzing the recovered spectra from these simulations allows us to quantify the effects of systematic noise sources on planet characterization, in particular residual speckle noise following angular differential data processing. We use these simulated recovered spectra to explore SCALES’ ability to constrain molecular abundances and disequilibrium chemistry in giant exoplanet atmospheres.
The challenges met in the design of cryogenic instruments for infrared astronomy involve a certain level of uncertainty in the dynamic responses of mechanical components when going from warm to cold. These types of responses include differential contraction of unlike materials, slipping between contact surfaces, and the potential for warping of mechanical components depending on stresses inherently present in the material. This paper will go over the design and manufacturing principles practiced to mitigate these types of variables that would result in detriment to performance. The optics, mounts, and alignment features detailed in this paper are to be used for the Slicer Combined with an Array of Lenslets for Exoplanet Spectroscopy (SCALES) instrument, a 2-5 micron coronagraphic integral field spectrograph under construction for Keck Observatory.
Design principles, such as monolithic mount structures, a bolt-and-go approach to mounts, flexure designs for the optical substrates, cryogenic compatible alignment features, and the approach taken to athermalize a titanium tip/tilt stage present in the forward optics section will be explained in detail in this paper. Manufacturing principles and techniques are discussed in this paper concerning the types of tolerances and features called out along with machining conditions to meet the technical requirements of the SCALES instrument.
Since the start of science operations in 1993, the twin 10-meter W. M. Keck Observatory (WMKO) telescopes have continued to maximize their scientific impact to produce transformative discoveries that keep the U.S. observing community on the frontiers of astronomical research. Upgraded capabilities and new instrumentation are provided though collaborative partnerships primarily with the Caltech and University of California instrument development teams and through additional collaborations with the University of Notre Dame, the University of Hawaii, Swinburne University of Technology, industry, and other organizations. This paper summarizes the status and performance of observatory infrastructure projects, technology upgrades, and new additions to the suite of observatory instrumentation. We also provide a status of instrumentation projects in early and advanced stages of development that will achieve the goals and objectives summarized in the 2023 Keck Observatory strategic plan. Developed in collaboration with the WMKO science community, the Keck strategic plan sets our sites on 2035 and meets goals identified in the Astro2020 Decadal Survey.
SCALES (Slicer Combined with Array of Lenslets for Exoplanet Spectroscopy) is the next-generation, diffraction-limited, thermal infrared, fully cryogenic, coronagraphic exoplanet spectrograph and imager for W.M. Keck Observatory. SCALES is fed by the Keck II Adaptive Optics bench. Both modes use common fore-optics to simplify the optical design and have individual detectors, which are JWST flight spares. The imager mode operates from 1 to 5 microns with selectable narrow- and broadband filters over a field of view 12.3 arcseconds on a side, and the integral field spectrograph mode operates from 2 to 5 microns with both low and mid spectral resolutions (R∼ 100 to R∼ 7500) over a field of view 2.15 arcseconds on a side. The diamond-turned aluminum optics, most of which are already delivered, with the rest being fabricated, provide low distortion, low wavefront error, and high throughput for all modes. The slicing unit, located behind the lenslet array, allows SCALES to reach heretofore unheard-of spatially-resolved spectral resolution for exoplanet and disc observations from the ground with a coronagraphic integral field spectrograph. The SCALES consortium includes UC Observatories, CalTech, W.M. Keck Observatory, the Indian Institute of Astrophysics, and the University of Durham, with over 40 science team members. We report on the overall design and project status during its ongoing fabrication phase, which started in early 2023.
The Slicer Combined with Array of Lenslets for Exoplanet Spectroscopy (SCALES) is an Integral Field Spectrograph (IFS), under construction for W. M. Keck Observatory. It is optimized for 2 to 5-micron spectroscopy of exoplanets and also has a 1 to 5-micron imaging channel. As various optics arrive, we aim to validate their performances individually. In this paper, we present measurements and measurement techniques used to validate SCALES optics in the lab, including filter substrates, pupil masks for the cold stop and Lyot stops, neutral density filters, and diamond-turned mirrors.
High-contrast imaging has been used to discover and characterize dozens of exoplanets to date. The primary limiting performance factor for these instruments is contrast, the ratio of exoplanet to host star brightness that an instrument can successfully resolve. Contrast is largely determined by wavefront error, consisting of uncorrected atmospheric turbulence and optical aberrations downstream of AO correction. Single-point diamond turning allows for high-precision optics to be manufactured for use in astronomical instrumentation, presenting a cheaper and more versatile alternative to conventional glass polishing. This work presents measurements of wavefront error for diamond-turned aluminum optics in the Slicer Combined with an Array of Lenslets for Exoplanet Spectroscopy (SCALES) instrument, a 2 micron to 5 micron coronagraphic integral field spectrograph under construction for Keck Observatory. Wavefront error measurements for these optics are used to simulate SCALES’ point spread function using physical optics propagation software poppy, showing that SCALES’ contrast performance is not limited by wavefront error from internal instrument optics.
SCALES (Slicer Combined with Array of Lenslets for Exoplanet Spectroscopy) is a 2 micron to 5 micron high-contrast lenslet-based Integral Field Spectrograph (IFS) designed to characterize exoplanets and their atmospheres. The SCALES medium-spectral-resolution mode uses a lenslet subarray with a 0.34 x 0.36 arcsecond field of view which allows for exoplanet characterization at increased spectral resolution. We explore the sensitivity limitations of this mode by simulating planet detections in the presence of realistic noise sources. We use the SCALES simulator scalessim to generate high-fidelity mock observations of planets that include speckle noise from their host stars, as well as other atmospheric and instrumental noise effects. We employ both angular and reference differential imaging as methods of disentangling speckle noise from the injected planet signals. These simulations allow us to assess the feasibility of speckle deconvolution for SCALES medium resolution data, and to test whether one approach outperforms another based on planet angular separations and contrasts.
The Slicer Combined with Array of Lenslets for Exoplanet Spectroscopy (SCALES) is an under-construction thermal infrared high-contrast integral field spectrograph that will be located at the W. M. Keck Observatory. SCALES will detect and characterize planets that are currently inaccessible to detailed study by operating at thermal (2 μm to 5 μm) wavelengths and leveraging integral-field spectroscopy to readily distinguish exoplanet radiation from residual starlight. SCALES’ wavelength coverage and medium-spectral-resolution (R ∼ 4,000) modes will also enable investigations of planet accretion processes. We explore the scientific requirements of additional custom gratings and filters for incorporation into SCALES that will optimally probe tracers of accretion in forming planets. We use ray-traced hydrogen emission line profiles (i.e., Brγ, Brα) and the SCALES end-to-end simulator, scalessim, to generate grids of high-fidelity mock datasets of accreting planetary systems with varying characteristics (e.g., Teff, planet mass, planet radius, mass accretion rate). In this proceeding, we describe potential specialized modes that best differentiate accretion properties and geometries from the simulated observations.
The Slicer Combined with Array of Lenslets for Exoplanet Spectroscopy (SCALES) is a 2 μm to 5 μm, high-contrast Integral Field Spectrograph (IFS) currently being built for Keck Observatory. With both low (R ≲ 250) and medium (R approximately 3500 to 7000) spectral resolution IFS modes, SCALES will detect and characterize significantly colder exoplanets than those accessible with near-infrared (approximately 1 μm to 2 μm) high-contrast spectrographs. This will lead to new progress in exoplanet atmospheric studies, including detailed characterization of benchmark systems that will advance the state of the art of atmospheric modeling. SCALES’ unique modes, while designed specifically for direct exoplanet characterization, will enable a broader range of novel (exo)planetary observations as well as galactic and extragalactic studies. Here we present the science cases that drive the design of SCALES. We describe an end-to-end instrument simulator that we use to track requirements and show simulations of expected science yields for each driving science case. We conclude with a discussion of preparations for early science when the instrument sees first light in approximately 2025.
The Slicer Combined with an Array of Lenslets for Exoplanet Spectroscopy (SCALES) instrument is a lenslet-based integral field spectrograph that will operate at 2 to 5 microns, imaging and characterizing colder (and thus older) planets than current high-contrast instruments. Its spatial resolution for distant science targets and/or close-in disks and companions could be improved via interferometric techniques such as sparse aperture masking. We introduce a nascent Python package, NRM-artist, that we use to design several SCALES masks to be non-redundant and to have uniform coverage in Fourier space. We generate high-fidelity mock SCALES data using the scalessim package for SCALES’ low spectral resolution modes across its 2 to 5 micron bandpass. We include realistic noise from astrophysical and instrument sources, including Keck adaptive optics and Poisson noise. We inject planet and disk signals into the mock datasets and subsequently recover them to test the performance of SCALES sparse aperture masking and to determine the sensitivity of various mask designs to different science signals.
The Gemini Planet Imager (GPI) is a facility class instrument for the Gemini Observatory with the primary goal of directly detecting young Jovian planets. After several years of successful operations on sky at Gemini South, GPI is undergoing an upgrade at the University of Notre Dame and is being moved to Gemini North. We present the current performance results, from in-lab testing, for several of the upgraded components to the Integral Field Spectrograph (IFS) and the Calibration Wavefront Sensor (CAL) for GPI 2.0. These upgrades include changes to the IFS dispersion prisms, changes to the pupil viewing cameras, and changes to the low order wavefront sensor. These improvements are designed to improve the magnitude and contrast range of GPI. We describe the alignment of several components, their noise characteristics, and their performance in the GPI environment.
We present the design of SCALES (Slicer Combined with Array of Lenslets for Exoplanet Spectroscopy) a new 2-5 micron coronagraphic integral field spectrograph under construction for Keck Observatory. SCALES enables low-resolution (R∼50) spectroscopy, as well as medium-resolution (R∼4,000) spectroscopy with the goal of discovering and characterizing cold exoplanets that are brightest in the thermal infrared. Additionally, SCALES has a 12x12” field-of-view imager that will be used for general adaptive optics science at Keck. We present SCALES’s specifications, its science case, its overall design, and simulations of its expected performance. Additionally, we present progress on procuring, fabricating and testing long lead-time components.
SCALES is a high-contrast, infrared coronagraphic imager and integral field spectrograph (IFS) to be deployed behind the W.M. Keck Observatory adaptive optics system. A reflective optical design allows diffraction-limited imaging over a large wavelength range (1.0 - 5.0 µm). A microlens array-based IFS coupled with a lenslet reformatter (”slenslit”) allow spectroscopy at both low (R = 35 - 250) and moderate (R = 2000 - 6500) spectral resolutions. The large wavelength range, diffraction-limited performance, high contrast coronagraphy and cryogenic operation present a unique optical design challenge. We present the full SCALES optical design, including performance modeling and analysis and manufacturing.
The Gemini Planet Imager (GPI) is a dedicated high-contrast imaging facility designed for the direct detection and characterization of young Jupiter mass exoplanets. After six yrs of operation at Gemini South, GPI has helped establish that Jovian planets are rare at wide separations, but have higher occurrence rates at small separations. This motivates an upgrade of GPI to achieve deeper contrasts, especially at small inner working angles, while leveraging its current capabilities. GPI has been funded to undergo a major science-driven upgrade as part of a relocation to Gemini North (GN). Gemini plans to remove GPI at the end of 2020A. We present the status of the proposed upgrades to GPI including a EMCCD-based pyramid wavefront sensor, broadband low spectral resolution prisms and new apodized-pupil Lyot coronagraph designs. We discuss the expected performance improvements in the context of GPI 2.0's enhanced science capabilities which are scheduled to be made available at GN in 2022.
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